Rarely does a historian have the chance to interview one of the
giants of history. Even more rarely is the interviewer himself a giant, such as
the Arab scholar Abu Zaid Abd al-Rahman ibn Muhammad ibn Khaldun, possibly the
most distinguished historian of Islam and surely the outstanding figure in the
social sciences between Aristotle and Machiavelli Ibn Khaldun was the first
historian to attempt to explain history, to discover a pattern in the events and
changes of human politics and sociology, a lone voice in the Middle Ages
foreshadowing the sociological ideas of the modern era.
The historical figure that Ibn Khaldun met was the brilliant and
ruthless conqueror Tamerlane (Timur), last of the great Mongol military leaders.
Once captain of a small band in Samarkand, Tamerlane had risen to dominion over
Central Asia in 1380, capturing Baghdad and overrunning Mesopotamia in 1393,
plundering the Volga region and occupying Moscow in 1395, and taking Delhi and
ravaging northern India in 1390. By 1400 he was knocking at the gates of the
empire of the powerful Mamluks, who had ruled Egypt and Syria for a century and
a half, and in January 1401 was encamped outside Damascus, once the proud
capital of the first Arab empire but now, besieged by the Mongols, on the brink
of surrender.
Inside the city walls, a visitor, was Ibn Khaldun, then nearly
70 years old. He had arrived in Damascus a month before with the expeditionary
forces of the 13-year-old Mamluk sultan Faraj and had stayed behind when Faraj
and his chief aides, learning that revolt had broken out in Cairo, had suddenly
departed. Purely by chance, therefore, one of the world's great historians was
on the scene as one of the world's oldest cities prepared to surrender to one of
the world's most formidable conquerors. In all ways it was a historic moment,
and Ibn Khaldun, quite naturally decided to take advantage of it by paying a
personal visit to Tamerlane.
During the siege Tamerlane and representatives from Damascus had
reached an agreement whereby the city would be granted amnesty under a governor
appointed by Tamerlane. But the agreement had not yet been ratified. Ibn Khaldun
decided to visit the Mongol camp while the leaders of Damascus assembled in the
Great Mosque to debate, acrimoniously, whether to trust Tamerlane's promises or
not. His motives were partly personal - to secure safe-conducts for himself and
his associates - but also scientific; he wished to observe and question
Tamerlane as part of his research on a project that had engaged him for some
time: a history of the Tartars and Mongols.
As the gates, of course, were locked against the invaders, the
guards refused to let him through. Ibn Khaldun's departure, therefore, was
somewhat undignified for an eminent historian; like Saint Paul 13 centuries
before, he was lowered in a basket from the walls. But he achieved his goal: he
saw Tamerlane.
"Near the gate I found some of Tamerlane's retinue,"
Ibn Khaldun later reported in his autobiography, "and the representative
whom he had designated to govern Damascus; his name was Shah Malik... I said to
them, 'May Allah prolong your lives,' and they said to me, 'May Allah prolong
your life,' and I said, 'May I be your ransom,' and they said to me, 'May we be
your ransom." Shah Malik offered him a horse to ride, directing one of his
men to conduct the scholar to Tamerlane's tent.
There was a brief wait in an adjoining tent; then the historian
was summoned into Tamerlane's presence. "As I entered the audience tent, he
was reclining on his elbow while platters of food passed before him, which he
sent one after the other to groups of Mongols sitting in circles in front of his
tent," Ibn Khaldun reported. "Upon entering, I spoke first, saying
'Peace be upon you,' and I made a gesture of humility. Thereupon he raised his
head and stretched out his hand, which I kissed. He made a sign to sit down; I
did so where I was, and he summoned from his retinue an erudite jurist to serve
as interpreter between us."
Tamerlane was "between 60 and 70 years old," lame from
an arrow wound in the right thigh received in a raid - whence the Persian name
Timurlang (Timur-Lame), or Tamerlane. Ibn Khaldun found him "highly
intelligent and very perspicacious, addicted to debate and argumentation about
what he knows and about what he does not know." (In return, Tamerlane's
biographer, who also recorded the interview, reported that Tamerlane was
favorably impressed by the historian's "distinguished countenance and
handsome appearance.")
Tamerlane opened the conversation by asking Ibn Khaldun where he
had come from and why, and the two men plunged into a lengthy discussion
covering many topics. Tamerlane was interested in Ibn Khaldun's Maghribi (North
African) origin, which the historian chose to emphasize by wearing the costume
of the homeland he had abandoned 18 years before. The Mongol general requested
that Ibn Khaldun write out for him a description of the whole country of the
Maghrib, "its mountains and rivers, its villages and its cities, in such a
manner that I might seem actually to see it." Ibn Khaldun promised to
comply.
Servants brought a macaroni soup called rishtah, to
which the guest did honor by cleaning his plate, pleasing his host Ibn Khaldun
explained that he had wanted to meet Tamerlane "for 30 or 40 years,"
because "you are the sultan of the universe and the ruler of the world, and
I do not believe that there has appeared among men from Adam until this epoch a
ruler like you." He then introduced his favorite theory, that 'asabiyah,
group solidarity, was necessary for sovereignty, and the greater the number
sharing the 'asabiyah , the greater the power of the sovereignty.
"You know how the power of the Arabs was established when they became
united in their religion in following their Prophet. As for the Turks ... in
their group solidarity, no king on earth can be compared with them, not Chosroes
nor Caesar nor Alexander nor Nebuchadnezzar."
Tamerlane demurred on a technical point: Nebuchadnezzar was not
a king, "he was only one of the Persian generals, just as I myself am only
the representative of the sovereign on the throne." Tamerlane had married
the widow of the old Khan; the present monarch - his stepson - was with him on
the expedition.
It was a strange scene: the aging historian and the savage
Mongol leader conducting a historical seminar while, outside the tent, the
Mongol troops polished their swords and gazed curiously at the great walls of
the ancient city. And the ending was dramatic. As they talked, a messenger
arrived to announce that the gates of Damascus had been opened and Ibn Khaldun
was a witness as Tamerlane's guards carried the crippled conqueror to his horse,
later writing: "Grasping the reins, Tamerlane sat upright in his saddle
while the bands played around him until the air shook; he rode toward
Damascus..."
That meeting was the first of several. In the next few days Ibn
Khaldun wrote the description of North Africa that Tamerlane had requested and,
returning to the Mongol camp, presented it to the conqueror -who ordered his
secretary to have it translated into Mongolian. But because the military
garrison of Damascus had refused to surrender, and had barricaded itself in the
citadel, Ibn Khaldun had to remain in the Mongol camp for 35 days while the
siege continued. During his sojourn he had several more conversations with
Tamerlane, on one occasion presenting his host with gifts - a copy of the Koran,
a prayer rug and four boxes of Cairo confectionery - and getting in return
passports for himself and his colleagues.
Ibn Khaldun's departure, while less dramatic than their first
meeting, was marked by another exchange of civilities. As the historian reported
in his autobiography, Tamerlane offered to buy his gray mule, the distinctive
riding animal of the Egyptian qadi , who was not permitted to walk. Ibn
Khaldun replied, "One like me does not sell to one like you, but I would
offer it to you in homage." With that, the two famous men parted, Tamerlane
to occupy, plunder and burn Damascus, in contravention of his agreement, Ibn
Khaldun to return to Egypt where, five years later, his distinguished career and
his eventful life came to an end.
By the time of Ibn Khaldun, the profession of historian was
already an ancient one in the Arab world. Even before Muhammad, the rawi, a sort
of chronicler-entertainer, had enlivened campfires with recitals of tribal
genealogies and Bedouin warfare, and with the advent of Islam, and the
urbanization it generated, the rawi became a scholar. Collecting the old oral
traditions - stories, poems, biographies - he wove them into narratives with a
broader scope than mere tribal history, and set them down in writing.
At the same time efforts to verify the Hadith - the
sayings of Muhammad and incidents in his life - were creating another current in
Arab history-writing. Because each tradition had to be rigorously authenticated,
Islamic historians meticulously traced each tradition back to its source,
sometimes by a chain of transmitters: "It is related by A, who says he
heard it from B, on the authority of C, that the Prophet said..." and so
on. Establishing that A, B and C were reliable men, and that, chronologically
they could have known each other, and that C could have heard the words of the
Prophet, they founded a critical historical method.
In the 10th century Muslim scholars developed these disciplines
still further. Ibn Jarir al-Tabari, for example, combined written sources with
oral traditions which he collected in Persia, Iraq, Syria and Egypt, writing
annals - history chronicled year by year. And his great successor al-Mas'udi,
sometimes called the Arab Herodotus, refined history into a more sophisticated
form, grouping events around dynasties, kings and peoples in an encyclopedic
30-volume history of the entire world. In becoming a historian, therefore, Ibn
Khaldun joined what was already established as an honored profession.
Ibn Khaldun's contribution was, essentially, one great work: Kitab
al-'Ibar ("History of the World"), which he started in 1375. Then
in his 40's, he had until that time produced little in the way of writing beyond
letters, poetry and a few essays written for friends and patrons. Instead he had
lived history as he continued to do all his life, as a participant in public
affairs.
Given his family background, a public career was only natural.
Originally from southern Arabia, Ibn Khaldun's ancestors had gone to Spain in
the early years of the Arab conquest and had been political and intellectual
leaders there for five centuries, fleeing to North Africa in 1248 just before
Seville fell to the Christian reconquest. His grandfather and great-grandfather
had held positions of dignity and importance in Bone and in Tunis at the court
of the Hafsid rulers. Ibn Khaldun himself grew up during a period of political
upheaval, when North Africa was torn with struggles between the Hafsids of
Tunisia and the Marinids of Morocco, and sometimes between factions within the
two dynasties. He was married, moreover, to the daughter of a Hafsid general
and, at the age of 20, held his first government office: he was "Master of
the Signature" at Tunis, councillor to the Hafsid ruler.
Later, when the Hafsids showed signs of collapse, Ibn Khaldun,
in the first of many timely shifts of allegiance, left Tunis and went to Fez,
capital of the rival Marinids. That proved to be an unlucky decision; the
Marinids, suspicious of his Hafsid connections, threw him in prison, where he
languished for two years, until the reigning Marinid died and he was freed. In
Fez, however, where he stayed for several years, he was able to both observe and
take part in the political chess games which he later described in his history:
rulers becoming figureheads controlled by their ministers, ministers assuming
the role of kingmakers, selecting their favorite candidates from members of the
dynasty and backing them. Ibn Khaldun himself played the game with enthusiasm
and considerable skill.
In 1362, seeing that the government in Fez was becoming
increasingly unstable, Ibn Khaldun departed for Granada, the only Muslim state
of importance left in Spain, whose ruler, Muhammad V and prime minister, Ibn
al-Khatib, he had befriended earlier when they were in exile in Fez. Two years
later, he was entrusted with an important diplomatic mission to the Christian
king Pedro the Cruel of Castile in his capital of Seville. Pedro was so
attracted by the personable young ambassador that he tried to induce him to join
his entourage, promising to restore confiscated Khaldun family estates in
Seville.
Ibn Khaldun's brilliance and personal attraction, however, had
drawbacks. In Granada they caused a bitter rivalry to develop between Ibn
Khaldun and the prime minister, Ibn al-Khatib, who was jealous of the newcomer's
growing influence. As a result he had to leave suddenly, returning to North
Africa to become prime minister to the Hafsid amir of Bougie (Bijaiah). Later
Ibn Khaldun joined the amir's cousin Abu al-Abbas when he seized power, and
then, when he fell out of favour with Abu al-Abbas, fled again, this time to
Algeria.
The next several years involved endless political
tightrope-walking and narrow escapes. Hiring out as an agent among the Arab
tribes which controlled the interior, Ibn Khaldun worked first for the sultan of
Tlemcen, a new state located in northwest Algeria between the Hafsids and the
Marinids, then against the same sultan and for the Marinids. Twice he tried to
flee to Spain. The first time he was intercepted, the second time Granada was
persuaded to extradite him. Yet he managed to survive.
In 1375 Ibn Khaldun and his family retired to a castle near Oran
where, under the protection of the powerful local chieftain, he spent three
peaceful years working on his history of the world. He finished the first
volume, the Muqaddimah ("Introduction to History"), in 1377 a
work drawn from his reflections on the events that he witnessed and took part
in, and which now almost wrote itself. As he described it, "the words and
ideas pouring into my head like cream into a churn, a finished product,
synthesized and homogenized."
For the main body of his projected history, however, Ibn Khaldun
needed access to libraries. Applying to Abu al-'Abbas, the Hafsid amir, Ibn
Khaldun won permission to settle in Tunis to teach and study. Unfortunately, Abu
al-'Abbas, out of fondness for his company, or suspicion of his capacity for
intrigue, insisted on taking Ibn Khaldun along on his military expeditions, a
development that the historian, now middle-aged, found taxing and uncomfortable.
Eventually, therefore, he moved to Cairo where, at last, he found a safe,
permanent residence.
Under its Mamluk rulers, Cairo was then a prosperous and
beautiful city and Ibn Khaldun accepted with pleasure a professorship at
al-Azhar University. There, and later at two other institutions, he lectured on
Muslim law and traditions; he also gave courses on the Muqaddimah , the
first volume of his universal history, which had already achieved the status of
an independent work.
He was not, however, through with politics. When he had been in
Cairo a year, Sultan Barquq appointed him Chief Malikite Judge of Egypt, a
position that carried enormous prestige, but entailed dangers. Himself
incorruptible, he was soon in conflict with corrupt notaries, clerks, and
lawyers. And in 1389 a military junta overthrew Sultan Barquq and demanded that
Ibn Khaldun, the chief qadi , validate the new government. Joining with
other legal authorities in Cairo, Ibn Khaldun pronounced the coup legitimate.
But then, to the embarrassment of the judges, Sultan Barquq made a comeback.
For Ibn Khaldun this was a difficult moment. The Sultan had not
only appointed him chief judge but had also intervened with authorities in Tunis
and won the release of Ibn Khaldun's family, who had been held by the amir when
the historian moved to Cairo. Ibn Khaldun, however, had not lost his capacity to
survive. By writing a poem asking the Sultan's pardon and stating that he had
acted under duress, he was not only restored to favor, but once more appointed
Chief Judge.
It was during this period in Cairo that Ibn Khaldun was stricken
with a personal calamity: his family, on their way to join him, were drowned
when their ship was wrecked in sight of the harbor of Alexandria. "The
tragedy was great and the sorrow overwhelming," Ibn Khaldun wrote later.
"I felt like giving up the world..." Instead he left Cairo and made
the pilgrimage to Mecca.
Despite his difficulties, Ibn Khaldun continued to live an
active life. After Sultan Barquq's death he accompanied the sultan's heir Faraj
to Damascus - where he met Tamerlane - and, after his return to Cairo, served as
a judge for four more terms. His last appointment came in March, 1406, only a
few days before his death.
The Muqaddimah
Arnold Toynbee, one of the most distinguished modern
historians, called Ibn Khaldun's Muqaddimah ("Introduction to
History") "undoubtedly the greatest work of its kind that has
ever yet been created by any mind in any time or place." Yet
neither the Muqaddimah, nor the universal history that followed
it, made any impact on European scholarship until the 19th century, when
western scholars suddenly discovered that Von Khaldun had anticipated
many of their theories of social and historical development by nearly
500 years.
What Ibn Khaldun did was to recognize, before anyone
else, that history was "more than information about political
events, dynasties and occurrences of the remote past, elegantly
presented and spiced with proverbs." History, he wrote, was a
"new science" that should uncover an "inner meaning"
and find "the causes and origins of existing things and deep
knowledge of the how and why of events."
To find this inner meaning, Ibn Khaldun developed a
rational, analytical approach in which he discarded cliches and
conventional ideas and rejected superstition and unsupported data. Too
often, he commented, history had been written without a critical
attitude, without thorough research, without a knowledge of politics,
custom, civilization and social organization. Figures were exaggerated -
armies, revenues, wealth - and stories were accepted without any
examination of their probability, or with errors of interpretation.
As one example, Ibn Khaldun pointed to the Arabian
Nights tale about the famous Caliph al-Ma'mun that had been
repeated in many histories. "One night, on his rambles through the
streets of Baghdad" Ibn Khaldun wrote, "al-Ma'mun is said to
have come upon a basket that was being let down from one of the roofs by
means of pulleys and hoisted cords of silk thread. He seated himself in
the basket and grabbed the pulley, which started moving. He was then
taken up in to a chamber of extraordinary magnificence. Then a woman of
uncommonly seductive beauty is said to have come out from behind the
curtains. She greeted al-Ma'mun and invited him to keep her company. He
drank wine with her the whole night long. In the morning he returned to
his companions... He had fallen so much in love with the woman that he
asked her father for her hand."
To Ibn Khaldun this tale was utterly unacceptable as
history. "How does all this accord with al-Ma'mun's well-known
piety and learning, his emulation of the life of his forefathers...? How
could it be correct that he would act like one of those wicked
scoundrels who muse themselves by rambling about at night, entering
strange houses in the dark, and engaging in nocturnal trysts...? And how
does that story fit with the position and noble character of al-Hasan
ibn Sahl's daughter, and with the firm morality and chastity that
reigned in her father's house ...?" Such stories were always
cropping up in the works of the old chroniclers, he said, adding that
the true historian must distinguish silver and gold from dross and base
metals.
Furthermore, Ibn Khaldun wrote, historians must be aware
that conditions and customs do not remain constant. Earlier, for
example, al-Mas'udi, one of the great historians of Islam, had described
the conditions of the world, the sects and customs, the countries and
the dynasties—and his work had become a basic reference for
historians. But in the intervening centuries the face of the earth had
changed. Populations had shifted. Climatic conditions had altered. The
Black Death had swept the inhabited world, weakening tribes and
dynasties, laying waste cities, emptying villages. In sum, the world had
changed, and in his new history of it Ibn Khaldun traced the extent and
searched for an explanation of these changes.
History, Ibn Khaldun explained, was information about
human social organization. Man was distinguished from other animals by
his sciences and crafts; by his need for restraining influence and
authority; by his economic activities; and by civilization—in other
words, by his need to live in villages and cities with other human
beings "for the comforts and companionship and for the satisfaction
of human needs, as a result of the natural disposition of human beings
toward cooperation in order to be able to make a living." The
ability to think, and therefore cooperate, was given to human beings to
compensate for their lack of the fangs, claws, horns, thick hides and
powerful muscles that protected the animals.
Human social organization, he went on, was necessary to
provide food, shelter and clothing, as well as defense against other
animals and against man's own natural aggressiveness. And once
civilization had been achieved, the authority of a ruler also became
necessary as a restraint against injustice and aggression.
According to Ibn Khaldun's theory of history, social
organization developed in two fundamentally different environments:
desert, or Bedouin, and town, or sedentary. In the first setting, rural
people—sometimes nomads, sometimes villagers far from the great
population centers—lived a simple existence, restricting themselves to
the bare necessities. They were governed by their natural leaders and
bound together by 'asabiyah—group solidarity stemming
from blood ties and family traditions—a term traditionally used to
describe narrow bias, clannishness and atavism, but used by Ibn Khaldun
in a positive sense.
From this reservoir of civilization, Ibn Khaldun
explained, sedentary society developed. As population increased and
created a surplus of labor, crafts and sciences developed and, in turn,
provided better and more varied food, more comfortable houses, more
elaborate clothes and other luxuries. As population increased, so did 'asabiyah,
and with it the mulk, the worldly or practical rule of
a leader; he at first was merely the ra'is, or chief,
but his simple political organization anticipated the state proper.
Social organization, Ibn Khaldun believed, arose from
this beginning and followed a predictable cycle in which, over the
generations, dynasties rose and fell. Nonetheless, civilization's better
qualities were preserved because succeeding generations tended to
maintain the civilized customs of the past. In sum, political and
cultural life move in never-ending circles of decline and re-birth, but
civilization remains. The only occasions when the cyclical movement is
interrupted are when certain turning points in history occur; in his own
era these were the Black Death and the Mongol invasions.
To this cyclical movement of states and dynasties Ibn
Khaldun admitted but one exception: the rule of the first four caliphs
of Islam, the successors of Muhammad the Prophet. To Ibn Khaldun the
formative period of Islam, pure and unworldly was the ideal state.
Many of Ibn Khaldun's concepts and attitudes, in fact,
had their sources in Islamic theology and philosophy. Yet he was a
profoundly original thinker, as well—in many ways the first modern
historian. In addition to being the first to take an analytical view of
human society, he was the first to perceive the importance of economics
in political history, to draw distinctions between the impact of rural
and urban life and to stress the role of the city in the emergence of
civilization and of the state. His other striking contribution was the
idea of 'asabiyah—group solidarity—as the driving force of
political action.
The 'Muqaddimah is the best-known part of Ibn
Khaldun's universal history, but the volumes that followed this
introduction were great accomplishments in themselves. The first four
dealt with the pre-Islamic world and with Arabia and eastern Islam; the
last two were devoted to the history of the Berbers and the Muslim
dynasties of northwest Africa—Maghrib—and concluded with Ibn
Khaldun's own autobiography. The chapters on the history of the
Maghrib—much of which Ibn Khaldun himself had witnessed—are, even
today, the most important sources of information about northwest Africa
of that era.